اطلاعات تنظیمی

Cyprus Securities and Exchange Commission

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CySec was established in accordance with section 5 of the Cyprus Securities and Exchange Commission Law of 2001 as a public corporate body. CySec has a vast amount of responsibilities, some of which include: Supervising and controlling the operation of the stock exchange and the transactions carried out within it. Granting operation licenses to investment firms and impose administrative sanctions and disciplinary penalties against brokers when necessary. To view Windsor Brokers license from CySec, please click on the ‘View License’ link.

Financial Services Authority

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The FSA is an independent non-governmental body that regulates the financial services industry in the UK. Financial firms authorized in the European Economic Area (EEA) can offer certain products or services in any other EEA country if they have a passport that entitles them to do so. These firms must be regulated within their home country and must meet stringent standards which have been agreed upon across the EEA. To view Windsor Brokers FSA authorization, please click on the ‘View Authorization’ link.

Autorité Des Marchés Financiers

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The AMF is an independent public body which lays down the conduct of business rules and obligations that must be fulfilled by authorized professionals to provide investment services. Its purpose is to safeguard investments in financial instruments, ensure that investors receive material information and maintain orderly financial markets. To view Windsor Brokers AMF authorization, please click on the ‘View Registration’ link.

Bundesanstalt Für Finanzdienstleistungsaufsicht

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BaFin is the German Federal Financial Supervisory Authority that belongs to the Federal Ministry of Finance and as such has a legal personality. BaFin became the successor of the Federal Banking Supervisory Office for the Securities Trading and the Federal Insurance Supervisory Office. Now for the first time there is a uniform national supervision for all ranges of financing. To view Windsor Brokers BaFin authorization, please click on the ‘View Registration’ link.

Markets in Financial Instruments Directive

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The MiFID is a European Union Directive that was implemented in Cyprus as of the 1st of November 2007. The MiFID provides a harmonized regulatory regime for investment services across the EEA (European Economic Area). The main objectives of the directive are to increase competition and consumer protection in investment services.

Investors Compensation Fund

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The main purpose of the ICF is for clients of Cyprus Investment Firms to secure claims against Cyprus Investment Firms in situations where the latter is unable to fulfil its duties. More specifically in cases which arise from clients’ claims in connection with investment services or the ancillary services it has provided.

Disclosure and Market Discipline Report

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Disclosure and Market Discipline ReportThe Disclosure and Market Discipline Report contains information on the capital adequacy of the Company and its risk management activity, in compliance with Directive (DI144-2007-05). To view Windsor Brokers Disclosure and Market Discipline Report, please click on the ‘View Report’ link.